FREE CFA Quality Assurance & Compliance Standards Questions and Answers

Question 1

What is the primary purpose of a Quality Assurance (QA) program in field research?

Accepted Answer

To ensure data accuracy and adherence to protocols

Answer

To increase the number of field observations

Answer

To reduce paperwork requirements

Answer

To eliminate all compliance documentation

Question 2

Which document outlines the mandatory compliance standards for field research?

Accepted Answer

Approved study protocol

Answer

Field team meeting notes

Answer

Preliminary data analysis

Answer

Participant thank-you letters

Question 3

What is the purpose of routine data audits in QA processes?

Accepted Answer

To identify and correct deviations from standards

Answer

To assign blame for errors

Answer

To replace field supervision

Answer

To reduce the number of observations needed

Question 4

Which QA technique involves re-contacting participants to verify data?

Accepted Answer

Participant validation calls

Answer

Data anonymization

Answer

Focus group moderation

Answer

Pilot testing

Question 5

What should you do when identifying a compliance violation during fieldwork?

Accepted Answer

Document it and report to supervisors immediately

Answer

Ignore minor violations

Answer

Correct the data without documentation

Answer

Wait until the final report to mention it

Question 6

Which element is CRUCIAL for maintaining chain of custody in field data collection?

Accepted Answer

Complete tracking documentation with timestamps/signatures

Answer

Using colorful folders

Answer

Storing all data on personal devices

Answer

Verbal acknowledgments only

Question 7

What does SOP stand for in quality assurance?

Accepted Answer

Standard Operating Procedure

Answer

Survey of Participants

Answer

Summary of Performance

Answer

Systematic Observation Process

Question 8

Why are corrective action plans important in QA processes?

Accepted Answer

They systematically prevent recurrence of identified issues

Answer

They eliminate the need for audits

Answer

They reduce paperwork requirements

Answer

They allow ignoring minor violations

Question 9

Which practice helps ensure compliance with data privacy regulations?

Accepted Answer

Removing all personal identifiers from datasets

Answer

Sharing raw data with all team members

Answer

Using personal email for data transfer

Answer

Storing identifiable data on mobile devices