CCA Ethics, Standards & Professional Conduct Flashcards
6 cards from real CCA practice questions. Tap to flip, then mark Knew It or Still Learning — missed cards come back until you master them.
Read the first 6 CCA Ethics, Standards & Professional Conduct flashcards as text
What is the role of the C3PAO's Quality Management System (QMS) in maintaining assessment integrity?
Answer: It provides a framework for ensuring assessments are conducted consistently, accurately, and in compliance with CMMC requirements and Cyber AB standards
The QMS provides processes and procedures that ensure all assessments conducted by a C3PAO meet CMMC and Cyber AB quality standards, supporting consistency and accuracy across the assessment team.
A CCA discovers during an assessment that an OSC has experienced a significant cyber incident that was not reported to DoD as required. What is the CCA's obligation?
Answer: Document the non-compliance finding and note the unreported incident in the assessment report
Failure to report a required cyber incident is a compliance deficiency that must be documented in the assessment findings, as it represents a violation of DFARS 252.204-7012 requirements.
What standard governs the professional competency expected of CCA assessors in performing their assessments?
Answer: The CMMC Assessment Guide, Cyber AB standards, and applicable NIST guidance
CCAs must follow the CMMC Assessment Guide, Cyber AB professional standards, and applicable NIST guidance to ensure assessments meet the technical and procedural standards required for valid CMMC determinations.
What is the appropriate response when a CCA's assessment finding is disputed by the OSC after the assessment is complete?
Answer: Follow the C3PAO's formal dispute resolution process, reviewing evidence with appropriate oversight
Disputes must be handled through formal, documented processes with appropriate oversight to ensure that any revisions to findings are based on legitimate new evidence or valid technical disagreement, not client pressure.
Why is it important for a CCA to thoroughly document the rationale for 'Met' findings, not just 'Not Met' findings?
Answer: Documenting 'Met' rationale supports quality reviews, defends against appeals, and demonstrates that the assessor actually collected and evaluated evidence
Documenting the evidence and rationale for 'Met' findings is essential for quality assurance, appeals defense, and demonstrating that each determination was based on actual evidence review rather than assumption.
Which of the following best describes the concept of 'assessor independence' in CMMC?
Answer: Assessors must be free from financial, personal, or professional relationships that could bias their assessment findings
Assessor independence means freedom from relationships or interests that could compromise objectivity, ensuring that findings reflect actual evidence rather than biased judgment influenced by personal, financial, or professional ties.