CATO Associate Regulatory Compliance 1 — Questions and Answers
Question 1: Which agency is responsible for regulating clinical trials in the United States?
- CDC
- NIH
- FDA (Correct answer)
- CMS
Correct answer: FDA
The FDA oversees the conduct of clinical trials to ensure the safety and efficacy of drugs and devices.
Question 2: What is the purpose of Good Clinical Practice (GCP) guidelines?
- To increase drug sales
- To guide marketing strategies
- To protect participant rights and data integrity (Correct answer)
- To lower research budgets
Correct answer: To protect participant rights and data integrity
GCP ensures ethical and scientific quality standards in the design, conduct, and reporting of clinical trials.
Question 3: Which form must be submitted to the FDA before beginning a clinical trial?
- Form 1572
- IND application (Correct answer)
- Protocol deviation form
- Site startup checklist
Correct answer: IND application
The Investigational New Drug (IND) application must be submitted and approved before human testing can begin.
Question 4: What role does an Institutional Review Board (IRB) play in clinical research?
- It manages site staff
- It writes scientific publications
- It oversees funding
- It protects participants' rights and safety (Correct answer)
Correct answer: It protects participants' rights and safety
The IRB reviews and approves study protocols to ensure ethical treatment of participants.
Question 5: How often must IRB continuing reviews be conducted for ongoing studies?
- Every 6 months
- Annually (Correct answer)
- Only at study closure
- Every 5 years
Correct answer: Annually
IRB continuing reviews are typically required annually to maintain ethical oversight of ongoing trials.
Question 6: What is a protocol deviation?
- A new clinical site
- A patient’s voluntary withdrawal
- A change from the approved study plan (Correct answer)
- IRB approval form
Correct answer: A change from the approved study plan
A protocol deviation is any change or departure from the approved study plan, which must be documented and assessed for impact.
Which agency is responsible for regulating clinical trials in the United States?